Securities commission - PDFSEARCH.IO - Document Search Engine

Securities commission
Results: 40336

#	Item
631	EBF_018792 - 2nd Draft EBF position on the proposal for a Regulation to revise the European Prospectus regime.docx Add to Reading List Source URL: www.ebf-fbe.eu Language: English - Date: 2016-02-23 11:12:57 Stock market Systemic risk U.S. Securities and Exchange Commission Financial markets European Union directives Prospectus Securities Act Markets in Financial Instruments Directive Security Bond Non-reporting issuer Initial public offering
632	ALABAMA SECURITIES COMMISSION 770 Washington Ave., Suite 570 Montgomery, AlabamaMail: Post Office BoxTelephone: (orFax: (Email: Website: Add to Reading List Source URL: asc.alabama.gov Language: English - Date: 2013-11-18 14:01:52 Debt Personal finance Credit counseling Debt management plan Credit card Security
633	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C0900 Fax: www.nasaa.org Add to Reading List Source URL: nasaa.cdn.s3.amazonaws.com Language: English - Date: 2015-07-28 15:51:22 Economy United States securities law Finance Money Employee Retirement Income Security Act Fiduciary North American Securities Administrators Association U.S. Securities and Exchange Commission DoddFrank Wall Street Reform and Consumer Protection Act Financial Industry Regulatory Authority Financial adviser Securities regulation in the United States
634	Leaseurope & Eurofinas joint position paper to the European Commission Proposals for European regulations on securitisation March 2016 Add to Reading List Source URL: www.eurofinas.org Language: English - Date: 2016-04-14 05:10:33 Economy Money Finance Systemic risk Corporate finance Financial markets Asset-backed commercial paper Fixed income securities Structured finance Asset-backed security Securitization Asset liability management
635	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C0900 Fax: www.nasaa.org Add to Reading List Source URL: nasaa.cdn.s3.amazonaws.com Language: English - Date: 2016-01-29 09:29:26 United States securities law Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Registered Investment Adviser Broker-dealer Financial adviser North American Securities Administrators Association
636	Carrara, January 16, 2015 Dear Customer: On August 22, 2012 the Securities and Exchange Commission (SEC) published regulations implementing the conflict minerals reporting obligations of Section 1502 of the Dodd-Frank Wa Add to Reading List Source URL: www.avmap.it Language: English - Date: 2016-05-05 12:52:33 Chemical elements Post-transition metals Conflict resource Minerals Smelting Tantalum DoddFrank Wall Street Reform and Consumer Protection Act Tin Aluminium
637	Getting Help With Your Investments Thousands of financial professionals are eager to give you advice. Here’s how to choose one that best suits your needs. Add to Reading List Source URL: www.iinvest.org Language: English - Date: 2015-04-03 09:34:01 Finance Money Economy Investment Financial markets Professional certification in finance Financial services Financial adviser Registered Investment Adviser Securities Investor Protection Corporation U.S. Securities and Exchange Commission Broker-dealer
638	Microsoft Word12Top Ten Inv Traps Add to Reading List Source URL: asc.alabama.gov Language: English - Date: 2014-03-12 17:50:37 Economy Finance Money Investment Corporate crime U.S. Securities and Exchange Commission Securities fraud Ponzi scheme Securities regulation in the United States Investor Alternative investment Securities and Exchange Commission
639	(Provisional Translation) April 3, 2015 Securities and Exchange Surveillance Commission The Securities Inspection Policy and the Program for FY2015 I. Securities Inspection Policy Add to Reading List Source URL: www.fsa.go.jp Language: English - Date: 2015-05-22 03:00:56 Economy Finance Money Cabinet Office Securities and Exchange Surveillance Commission Central Securities Depositories Payment systems Self-regulatory organizations Investment Money laundering Depository Trust & Clearing Corporation Investment management
640	Mirabaud: Morgan Stanley Deal - "a Significant Step Forward" Add to Reading List Source URL: www.fintechgroup.com Language: English - Date: 2016-02-24 02:25:08 Finance Economy Money Stock market 73rd United States Congress Securities Act U.S. Securities and Exchange Commission Investment Security Long-Term Capital Management Morgan Stanley

UPDATE